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Compliance Officer Job Description

How to Hire a Compliance Officer

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Compliance Officer Job Description

Our company is seeking a Compliance Officer to ensure our activities fall within legal regulations and our internal policies. In this role, you will work with staff and management to manage our regulatory risk, stay up to date on relevant rules and laws, educate our team, escalate areas of concern, and gather internal information to respond to regulatory requests and audits. The ideal candidate will have a financial, economic, or business-related degree, be able to interpret new information quickly and make informed decisions.

Compliance Officer Duties and Responsibilities

  • Perform risk assessments
  • Monitor compliance with regulations, law, and internal policies
  • Identify, record, and report on issues
  • Collaborate with departments to create a compliance culture
  • Implement robust controls and investigate irregularities

Compliance Officer Skills and Requirements

  • Finance, economic, or business-related degree
  • In-depth understanding of law, regulations, and compliance
  • Critical problem-solving ability
  • An interest in our industry
  • Project management and organisational skills

Personalising Your Compliance Officer Job Description Advise

The hiring process and recruiting new employees to fill your key roles requires a degree of personalisation if you are to attract the best employees in a competitive employment market. The right person for a crucial role or more senior roles will likely have other employers targeting them. As your job description will be the first point of contact, you need to nail your pitch and provide the best possible service.

When creating your bespoke description and advert, you should cover and promote these points:

Job title: This should accurately reflect the role and include keywords that top talent might be using to search for jobs.

Job duties: The day to day duties, such as administrative tasks, which vary depending on the company and inform the candidate if they can complete the role.

Technical skills: These are the hard skills required through training, such as proficiency with Microsoft Office.

Soft skills: These include the interpersonal skills and general abilities the right candidates will possess. For example, the competency to prioritise multiple tasks, handle customer queries and customer complaints, work alone, or build a good relationship with coworkers.

The company’s culture: Highlighting your company culture and values ensures employees thrive and find outstanding job satisfaction. Candidates that are not the right fit won’t waste their time completing the application process, meaning you can focus on qualified individuals and hire in a more timely manner.

Career progression: Including the career path will entice candidates looking for career growth. 

Training and development programs: Smaller companies may need employees with previous experience or provide educational assistance over internal training offered by larger organisations with more significant resources. 

Employee benefits: Compensation and benefits often fail to appear in job ads and while you may want to hold your cards close to your chest, failing to include them is a mistake. Consider answering common questions, such as working hours and paid leave. Researching the average salary for the role in these early stages will ensure you don’t waste your interviewer’s and the candidate’s time.

Skill gaps: Your company may need to bring in new skills beyond those required to complete the key role and duties. Thinking on an organisational level can be beneficial when contemplating skills diversity.

Legal requirements: Ensure your job advert and description does not ask for inappropriate or discriminatory personal details, such as age, marital status, or religion.


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